This article LTG
Goldrock introduces Hong Kong No. 1, 4, 9 license to everyone ~
Hong Kong 1, 4, and 9 licenses refer to the financial regulatory agency in Hong Kong -Hong Kong Securities and Futures Office (Securities
And Futures Commission,
SFC) different types of license licenses issued by the securities and futures market.These licenses are an important part of the Hong Kong financial market. They have regulatory and management functions to ensure the fairness, transparency and stability of the market.Let's introduce the specific content of these three licenses one by one:
License No. 1: Hong Kong Securities and Futures Office is the Hong Kong Stock Exchange (HONG
Kong stock exchange,
The license provided by the official member of the HKEX) license.This license authorized company provides customers with securities transaction services, which can conduct centralized exchanges.The company can also become securities issuers and bear the function of the securities market.This type of license is one of the highest -level licenses.
License 4: This license authorized company is engaged in securities trading and futures trading business outside the Hong Kong securities and futures markets, such as providing securities transactions or futures transactions in countries or regions outside Hong Kong.In addition to cross -border transactions, this license also authorizes companies to engage in other businesses, such as asset management and fund management.
License 9: This license refers to the license license license license license to provide asset management services with the authorized company of Hong Kong Securities and Futures Firm.The authorized company has 9 licenses to provide different types of asset management services, including investment portfolio management, fund management, investment consultants, etc.
For applicants, it is an important task to obtain securities and futures licenses applicable to the company's business.In the Hong Kong financial market, the types and quantities of licenses are both part of the market competition and a way to fulfill supervision and management responsibilities.On the basis of the type of license, the company and operators can choose the permit that suits them best according to their business and development needs.Moreover, these different types of licenses help ensure the fairness, transparency and stability of the Hong Kong financial market to protect the legitimate rights and interests of investors.
