The Spanish National Securities Market Commission (English full name Commission
Nationale Mercado Valores
) The following referred to as "CNMV" is an institution that monitor the Spanish securities trading market. He can monitor all activities of all participants in the Spanish securities market.This article LTG
GoldRock will introduce the supervisory objects and regulatory inquiry methods of the Spanish National Securities Market Committee in detail ~
CNMV regulatory object
The regulatory behavior of the Spanish National Securities Market Committee (CNMV) involves the company's public offering of securities, securities secondary markets and investment service companies.CNMV also prudent supervision of the company and investment companies to ensure the security of investors' transaction and have sufficient solvency in the securities system.The company and investment companies here are specifically shown below:
1. Category of collective investment plans, including: securities and real estate investment companies, securities and real estate investment funds, as well as securities and real estate investment management companies.
2. Brokers and dealers who are mainly engaged in trading securities.
3. Investment portfolio management companies focusing on the management of individuals' assets based on securities.
The Spanish National Securities Market Committee (CNMV) through the National Securities Number (National NATIONAL
Securities Numbering Agency issued ISIN numbers and CFI to all Spain's issuance securities
Number, these two types have been recognized by the international community.
CNMV's regulatory query methods
Step 1: Open the Spanish National Securities Market Committee (CNMV) website:
Step 2: Click "Companies
Search (company query).
Step 3: Enter the broker to query, such as "X-Trade
BROKERS. Click "Search".
Step 4: If the broker is inquiring with the supervision of the Spanish National Securities Market Committee (CNMV), it will display the company type of the broker, click the company type, such as "X-Trade
BROKERS's company type is "FOREING
Investment Service Companies.
